How do humpback whales rest?

An international research collaboration has used an omnidirectional camera attached to humpback whale to reveal how these creatures rest underwater. These findings demonstrate how wide-angle lens cameras can be useful tools for illuminating the ecology of difficult-to-observe animals in detail.

The research group consisted of Assistant Professor Takashi Iwata of Kobe University’s Graduate School of Maritime Sciences, Researcher Martin Biuw of the Norwegian Institute of Marine Research, Assistant Professor Kagari Aoki and Professor Katsufumi Sato of the Atmosphere and Ocean Research Institute, the University of Tokyo, and Professor Patrick Miller of the University of St. Andrews.

These research results were published online in Behavioural Processes on February 25, 2021.

Main Points

  • The researchers attached an omnidirectional (360°) camera to a humpback whale and discovered that these animals rest while drifting underwater. Whales can rest either on the surface or underwater, and it is believed that they choose which of these different environments to rest in depending on the situation.
  • The omnidirectional camera recorded a wide range of information on the environment surrounding the tagged whale, revealing that humpback whales rest in groups rather than on their own.
  • These results have demonstrated that animal-borne omnidirectional cameras are useful for learning more about animals that are difficult to observe.

Research Background

It is difficult to observe the ecology of marine animals directly as they spend the majority of their lives underwater. However, studies on the ecology of difficult-to-observe marine animals have been recently conducted using a method called bio-logging. This method involves attaching a camera to an animal and recording environmental information related to their behavior and surroundings. Various kinds of data can be recorded and measured, and this information can be used to understand aspects such as animal behavior and diving physiology. Such data includes depth, swimming speed, acceleration (which can be used to understand the animal’s posture and detailed movements), vocalizations, heart rate and GPS (Global Positioning System) location data.

Cameras in particular are a powerful tool as they enable researchers to view the individual animal’s surroundings, which in turn helps them to understand the animal’s behavior. However, the camera’s limited field of view has been an issue with animal-borne cameras up until now. For example, research using a camera attached to a humpback whale (Megaptera novaeangliae) revealed that the whale would quickly move away from foraging sites if a competitor was present. However, the competitor was not visible due to the limited scope of the camera, therefore its presence was merely assumed. A camera with a wide-angle lens is therefore necessary to film the animal’s entire surroundings.

This research focused on the humpback whale, a species of baleen whale that is found in oceans around the globe. Using bio-logging, researchers have learned more about humpback whales’ foraging habits, however little is known about their resting behaviors. Foraging events can be identified from the recorded depth, swimming speed and acceleration (movement) of the whale that are characteristic signs that it is chasing prey. However, researchers have not identified the characteristic signs of resting, and it is not understood what the differences are between resting and swimming slowly. Information about an animal’s resting behavior is necessary in order to understand their ecology. For example, if we consider animal behaviors in terms of their time budget, the percentage of time for other activities such as foraging decreases if their resting periods increase. Even though information about resting behaviors is essential for understanding animal ecology, hardly anything is known about baleen whales’ resting habits.

This research group used an omnidirectional camera (with a 360° field-of-view on land and a 270° field-of-view underwater) and a behavioral data logger in order to illuminate the resting behavior of humpback whales.

Research Methodology and Findings

RICOH supplied the basic THETA camera module for this research, which was made pressure-resistant and waterproofed using epoxy glue by Little Leonardo Corp., leading to the development of a new type of animal-borne omnidirectional camera. A suction cup tag was made out of buoyant materials that could be attached to the whale. The tag contained an omnidirectional camera, a behavioral data logger and a radio transmitter.

The field study was conducted in January 2016, off the Tromsø coast in Norway. To tag the whale, the researchers approached it in a small vessel (5-6m) and used a 6m pole to attach the tag to the animal. The tag was designed so that it would fall off naturally after several hours and float up to the surface. The tag was then recovered by determining its location via the signal from the transmitter.

The research team were able to tag one individual, obtaining around one hour of video data and approximately eleven hours of behavioral data. From the behavioral data, the researchers discovered that the whale was inactive during the first half of the recorded period and demonstrated active behavior in the latter half.

Based on past research, it was assumed that this active movement in the latter half was foraging activity. The video data was captured during the first half of the behavioral data recording period when the whale did not move much. In this videoed period, the tagged whale’s deepest dive was 11m on average and its average swimming speed (cruising speed) was 0.75m/s-1. It has been reported that humpback whales’ regular swimming speed is 1.45m/s-1, however the tagged whale was moving much more slowly during this period. Whales usually move their flukes (tails) when they swim but there were no signs that the individual whale moved its fluke in the behavioral data recorded during the videoed period. In the footage, two other whales that are drifting underwater without moving their flukes are visible. It was determined that the tagged individual was also drifting underwater from its slow swimming speed, lack of fluke movement and the continued presence in the video footage of other individuals that were drifting. Seal species, sperm whales and loggerhead turtles are known to drift underwater while they are resting. Therefore, it is believed that the tagged humpback whale in this study was also resting. Previous research has reported that baleen whale species rest on the surface but this study has revealed that they also rest while drifting underwater. It is thought that whales consider factors such as marine conditions and their own physical condition when choosing from the two different resting environments: on the surface or underwater. In addition, the footage from the omnidirectional camera shows that whales rest underwater in a group rather than on their own.

Further Research

Researchers have been using animal-borne cameras as a tool to investigate the ecology of marine animals. For example, a backwards-facing camera attached to a mother seal recorded images of a pup swimming behind her. However, to ascertain the significance of these images (for example, whether or not the mother was teaching the pup how to hunt) it is necessary to use a camera with a wide field of view so that we can obtain knowledge about the surrounding environment. Still camera images of touching behaviors between whales have also been recorded; however, a wide-lens camera would aid researchers in determining the frequency at which this behavior occurs. These examples show how necessary wide-lens cameras, such as omnidirectional cameras, are for investigating the ecology of marine animals. Such cameras enable researchers to record the environment surrounding the tagged animal, enabling them to determine whether other individuals (such as competitors, collaborators, or predators) are present or not, and understand the frequency and distribution of food sources.

This research group inferred that the tagged whale was resting based on the captured footage of nearby individuals at rest, demonstrating the usefulness of omnidirectional cameras. It is hoped that these cameras can be utilized to illuminate the ecology of marine animals that are difficult to observe.

Video of whale tagging: https://www.youtube.com/watch?v=oCESDySblqM

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Substantially higher burden of COVID-19 compared to flu, new research shows

In a paper published in the Journal of General Internal Medicine, physician-researchers at Beth Israel Deaconess Medical Center (BIDMC) assessed the relative impact of COVID-19 on patients hospitalized with the viral infection in March and April 2020, versus patients hospitalized with influenza during the last five flu seasons at the medical center. Overall, the team demonstrated that COVID-19 cases resulted in significantly more weekly hospitalizations, more use of mechanical ventilation and higher mortality rates than influenza.

COVID-19 and influenza are both contagious respiratory viral diseases that can lead to pneumonia and acute respiratory failure in severe cases. However, detailed comparison of the epidemiology and clinical characteristics of COVID-19 and those of influenza are lacking.

“COVID-19 has been compared to influenza both by health care professionals and the lay public, but there’s really limited detailed objective data available for comparing and contrasting the impact of these two diseases on patients and hospitals,” said corresponding author Michael Donnino, MD, Critical Care and Emergency Medicine physician at BIDMC. “We compared patients admitted to BIDMC with COVID-19 in spring 2020 to patients admitted to BIDMC with influenza during the last five flu seasons. We found that COVID-19 causes more severe disease and is more lethal than influenza.”

Donnino and colleagues included a total of 1,634 hospitalized patients in their study, 582 of whom had laboratory-confirmed COVID-19 and 1,052 of whom had confirmed influenza. The team found that, on average, 210 patients were admitted to BIDMC during each eight-month flu season, compared to the 582 patients with COVID-19 admitted in March and April 2020. While 174 patients with COVID-19 (or 30 percent) received mechanical ventilation during the two-month period, just 84 patients with influenza (or 8 percent) were placed on ventilation over all five seasons of influenza. Likewise, the proportion of patients who died was much higher for COVID-19 than for influenza; 20 percent of admitted patients with COVID-19 died in the two-month period, compared to three percent of patients with influenza over five seasons.

Further analysis revealed that hospitalized patients with COVID-19 tended to be younger than those hospitalized with influenza. Among patients requiring mechanical ventilation, patients with COVID-19 were on ventilation much longer — a median duration of two weeks — compared to just over three days for patients with influenza. Moreover, among patients requiring mechanical ventilation, patients with COVID-19 were far less likely to have had pre-existing medical conditions.

“Our data illustrate that 98 percent of deaths of patients hospitalized with COVID-19 were directly or indirectly related to their COVID-19 illness, illustrating that patients did not die with COVID but rather from COVID pneumonia or a complication,” said Donnino.

The authors note that the stringent social distancing guidance in effect last spring may have impacted these findings by limiting the incidence and lethality of COVID-19 toward the end of April 2020. Conversely, some treatment practices have evolved over the course of the pandemic, potentially improving outcomes for patients with COVID-19.

Co-authors included Ari Moskowitz, MD, Garrett S. Thompson, MPH, Stanley J. Heydrick, PhD, Rahul D. Pawar, MD, Katherine M. Berg, MD, Shivani Mehta, Parth V. Patel, BSN, RN, and Anne V. Grossestreuer, PhD, all of Beth Israel Deaconess Medical Center.

This work was supported by internal funding. Donnino, Moskowitz and Berg are supported in part by grants from the National Institutes of Health (K24HL127101, R01HL136705 and 1R01DK112886; K23GM128005; and K23HL128881404).

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Covid: UK death rate ‘no longer Europe’s worst’ by winter

Six other countries were worse affected during the second wave of the pandemic, according to ONS figures.

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Covid vaccine: PM to have AstraZeneca jab as he urges public to do the same

Boris Johnson will receive his first dose while European countries resume use of the Oxford vaccine.

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Flu levels in Wales see ‘remarkable’ suppression

Only 18 cases have been recorded since the start of flu season, compared with 1,657 last winter.

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Novel coronavirus circulated undetected months before first COVID-19 cases in Wuhan, China

Using molecular dating tools and epidemiological simulations, researchers at University of California San Diego School of Medicine, with colleagues at the University of Arizona and Illumina, Inc., estimate that the SARS-CoV-2 virus was likely circulating undetected for at most two months before the first human cases of COVID-19 were described in Wuhan, China in late-December 2019.

Writing in the March 18, 2021 online issue of Science, they also note that their simulations suggest that the mutating virus dies out naturally more than three-quarters of the time without causing an epidemic.

“Our study was designed to answer the question of how long could SARS-CoV-2 have circulated in China before it was discovered,” said senior author Joel O. Wertheim, PhD, associate professor in the Division of Infectious Diseases and Global Public Health at UC San Diego School of Medicine.

“To answer this question, we combined three important pieces of information: a detailed understanding of how SARS-CoV-2 spread in Wuhan before the lockdown, the genetic diversity of the virus in China and reports of the earliest cases of COVID-19 in China. By combining these disparate lines of evidence, we were able to put an upper limit of mid-October 2019 for when SARS-CoV-2 started circulating in Hubei province.”

Cases of COVID-19 were first reported in late-December 2019 in Wuhan, located in the Hubei province of central China. The virus quickly spread beyond Hubei. Chinese authorities cordoned off the region and implemented mitigation measures nationwide. By April 2020, local transmission of the virus was under control but, by then, COVID-19 was pandemic with more than 100 countries reporting cases.

SARS-CoV-2 is a zoonotic coronavirus, believed to have jumped from an unknown animal host to humans. Numerous efforts have been made to identify when the virus first began spreading among humans, based on investigations of early-diagnosed cases of COVID-19. The first cluster of cases — and the earliest sequenced SARS-CoV-2 genomes — were associated with the Huanan Seafood Wholesale Market, but study authors say the market cluster is unlikely to have marked the beginning of the pandemic because the earliest documented COVID-19 cases had no connection to the market.

Regional newspaper reports suggest COVID-19 diagnoses in Hubei date back to at least November 17, 2019, suggesting the virus was already actively circulating when Chinese authorities enacted public health measures.

In the new study, researchers used molecular clock evolutionary analyses to try to home in on when the first, or index, case of SARS-CoV-2 occurred. “Molecular clock” is a term for a technique that uses the mutation rate of genes to deduce when two or more life forms diverged — in this case, when the common ancestor of all variants of SARS-CoV-2 existed, estimated in this study to as early as mid-November 2019.

Molecular dating of the most recent common ancestor is often taken to be synonymous with the index case of an emerging disease. However, said co-author Michael Worobey, PhD, professor of ecology and evolutionary biology at University of Arizona: “The index case can conceivably predate the common ancestor — the actual first case of this outbreak may have occurred days, weeks or even many months before the estimated common ancestor. Determining the length of that ‘phylogenetic fuse’ was at the heart of our investigation.”

Based on this work, the researchers estimate that the median number of persons infected with SARS-CoV-2 in China was less than one until November 4, 2019. Thirteen days later, it was four individuals, and just nine on December 1, 2019. The first hospitalizations in Wuhan with a condition later identified as COVID-19 occurred in mid-December.

Study authors used a variety of analytical tools to model how the SARS-CoV-2 virus may have behaved during the initial outbreak and early days of the pandemic when it was largely an unknown entity and the scope of the public health threat not yet fully realized.

These tools included epidemic simulations based on the virus’s known biology, such as its transmissibility and other factors. In just 29.7 percent of these simulations was the virus able to create self-sustaining epidemics. In the other 70.3 percent, the virus infected relatively few persons before dying out. The average failed epidemic ended just eight days after the index case.

“Typically, scientists use the viral genetic diversity to get the timing of when a virus started to spread,” said Wertheim. “Our study added a crucial layer on top of this approach by modeling how long the virus could have circulated before giving rise to the observed genetic diversity.

“Our approach yielded some surprising results. We saw that over two-thirds of the epidemics we attempted to simulate went extinct. That means that if we could go back in time and repeat 2019 one hundred times, two out of three times, COVID-19 would have fizzled out on its own without igniting a pandemic. This finding supports the notion that humans are constantly being bombarded with zoonotic pathogens.”

Wertheim noted that even as SARS-CoV-2 was circulating in China in the fall of 2019, the researchers’ model suggests it was doing so at low levels until at least December of that year.

“Given that, it’s hard to reconcile these low levels of virus in China with claims of infections in Europe and the U.S. at the same time,” Wertheim said. “I am quite skeptical of claims of COVID-19 outside China at that time.”

The original strain of SARS-CoV-2 became epidemic, the authors write, because it was widely dispersed, which favors persistence, and because it thrived in urban areas where transmission was easier. In simulated epidemics involving less dense rural communities, epidemics went extinct 94.5 to 99.6 percent of the time.

The virus has since mutated multiple times, with a number of variants becoming more transmissible.

“Pandemic surveillance wasn’t prepared for a virus like SARS-CoV-2,” Wertheim said. “We were looking for the next SARS or MERS, something that killed people at a high rate, but in hindsight, we see how a highly transmissible virus with a modest mortality rate can also lay the world low.”

Co-authors include: Jonathan Pekar and Niema Moshiri, UC San Diego; and Konrad Scheffler, Illumina, Inc.

Funding for this research came, in part, from the National Institutes of Health (grants AI135992, AI136056, T15LM011271), the Google Cloud COVID-19 Research Credits Program, the David and Lucile Packard Foundation, the University of Arizona and the National Science Foundation (grant 2028040).

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Researchers help keep pace with Moore’s Law by exploring a new material class

Progress in the field of integrated circuits is measured by matching, exceeding, or falling behind the rate set forth by Gordon Moore, former CEO and co-founder of Intel, who said the number of electronic components, or transistors, per integrated circuit would double every year. That was more than 50 years ago, and surprisingly his prediction, now called Moore’s Law, came true.

In recent years, it was thought that the pace had slowed; one of the biggest challenges of putting more circuits and power on a smaller chip is managing heat.

A multidisciplinary group that includes Patrick E. Hopkins, a professor in the University of Virginia’s Department of Mechanical and Aerospace Engineering, and Will Dichtel, a professor in Northwestern University’s Department of Chemistry, is inventing a new class of material with the potential to keep chips cool as they keep shrinking in size — and to help Moore’s Law remain true. Their work was recently published in Nature Materials.

Electrical insulation materials that minimize electrical crosstalk in chips are called “low-k” dielectrics. This material type is the silent hero that makes all electronics possible by steering the current to eliminate signal erosion and interference; ideally, it can also pull damaging heat caused by electrical current away from the circuitry. The heat problem becomes exponential as the chip gets smaller because not only are there more transistors in a given area, which makes more heat in that same area, they are closer together, which makes it harder for heat to dissipate.

“Scientists have been in search of a low-k dielectric material that can handle the heat transfer and space issues inherent at much smaller scales,” Hopkins said. “Although we’ve come a long way, new breakthroughs are just not going to happen unless we combine disciplines. For this project we’ve used research and principles from several fields — mechanical engineering, chemistry, materials science, electrical engineering — to solve a really tough problem that none of us could work out on our own.”

Hopkins is one of the leaders of UVA Engineering’s Multifunctional Materials Integration initiative, which brings together researchers from multiple engineering disciplines to formulate materials with a wide array of functionalities.

“Seeing ‘my’ problem through someone else’s lens in a different field was not only fascinating, it also sparked ideas that ultimately brought advancement. I think we all had that experience,” said Ashutosh Giri, a former UVA Engineering senior scientist and Ph.D. student in Hopkins’ lab, the co-first author on the Nature Materials paper and a mechanical, industrial and systems engineering assistant professor at Rhode Island University.

“The heart of the project was when the chemical team realized the thermal functionality of their material, understanding a new dimension about their work, and when the mechanical and materials team understood the level of molecular engineering possible with chemistry,” Giri said.

“We’re taking sheets of polymer that are only one atom thick — we call this 2D — and controlling their properties by layering the sheets in a specific architecture,” Dichtel said.

“Our efforts on improving the methods to produce high-quality 2D polymer films enabled this collaborative work.”

The team is applying this new material class to try to meet the requirements of miniaturizing transistors on a dense chip, Dichtel said.

“This has enormous potential for use in the semiconductor industry, the industry that that manufactures chips. The material has both low electrical conductivity, or ‘low-k,’ and high heat transfer capability,” he said.

This combination of properties was recently identified by the International Roadmap for Semiconductors as a prerequisite for next-generation integrated circuits.

“For this project, we are focusing on the thermal properties of this new material class, which is fantastic, but even more exciting is that we are just scratching the surface,” said Austin Evans, a Ph.D. student in Dichtel’s lab at Northwestern and first co-author on the Nature Materials paper. “Developing new classes of materials with unique combinations of properties has amazing technological potential.

“We are already exploring this new class of materials for many applications, for instance, chemical sensing. We can use these materials to determine — ‘sense’ — what chemicals and how much of those chemicals are in the air. This has broad reaching implications. For instance, by knowing about the chemicals in the air, we can optimize food storage, transport, and distribution to reduce global food waste. As we continue exploring, we are likely to find even more traits unique to these new materials,” Evans said.

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Melting glaciers contribute to Alaska earthquakes

In 1958, a magnitude 7.8 earthquake triggered a rockslide into Southeast Alaska’s Lituya Bay, creating a tsunami that ran 1,700 feet up a mountainside before racing out to sea.

Researchers now think the region’s widespread loss of glacier ice helped set the stage for the quake.

In a recently published research article, scientists with the University of Alaska Fairbanks Geophysical Institute found that ice loss near Glacier Bay National Park has influenced the timing and location of earthquakes with a magnitude of 5.0 or greater in the area during the past century.

Scientists have known for decades that melting glaciers have caused earthquakes in otherwise tectonically stable regions, such as Canada’s interior and Scandinavia. In Alaska, this pattern has been harder to detect, as earthquakes are common in the southern part of the state.

Alaska has some of the world’s largest glaciers, which can be thousands of feet thick and cover hundreds of square miles. The ice’s weight causes the land beneath it to sink, and, when a glacier melts, the ground springs back like a sponge.

“There are two components to the uplift,” said Chris Rollins, the study’s lead author who conducted the research while at the Geophysical Institute. “There’s what’s called the ‘elastic effect,’ which is when the earth instantly springs back up after an ice mass is removed. Then there’s the prolonged effect from the mantle flowing back upwards under the vacated space.”

In the study, researchers link the expanding movement of the mantle with large earthquakes across Southeast Alaska, where glaciers have been melting for over 200 years. More than 1,200 cubic miles of ice have been lost.

Southern Alaska sits at the boundary between the continental North American plate and the Pacific Plate. They grind past each other at about two inches per year — roughly twice the rate of the San Andreas fault in California — resulting in frequent earthquakes.

The disappearance of glaciers, however, has also caused Southeast Alaska’s land to rise at about 1.5 inches per year.

Rollins ran models of earth movement and ice loss since 1770, finding a subtle but unmistakable correlation between earthquakes and earth rebound.

When they combined their maps of ice loss and shear stress with seismic records back to 1920, they found that most large quakes were correlated with the stress from long-term earth rebound.

Unexpectedly, the greatest amount of stress from ice loss occurred near the exact epicenter of the 1958 quake that caused the Lituya Bay tsunami.

While the melting of glaciers is not the direct cause of earthquakes, it likely modulates both the timing and severity of seismic events.

When the earth rebounds following a glacier’s retreat, it does so much like bread rising in an oven, spreading in all directions. This effectively unclamps strike-slip faults, such as the Fairweather in Southeast Alaska, and makes it easier for the two sides to slip past one another.

In the case of the 1958 quake, the postglacial rebound torqued the crust around the fault in a way that increased stress near the epicenter as well. Both this and the unclamping effect brought the fault closer to failure.

“The movement of plates is the main driver of seismicity, uplift and deformation in the area,” said Rollins. “But postglacial rebound adds to it, sort of like the de-icing on the cake. It makes it more likely for faults that are in the red zone to hit their stress limit and slip in an earthquake.”

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Could leak in blood-brain barrier be cause of poor memory?

Have you forgotten where you laid your keys? Ever wondered where you had parked your car? Or having trouble remembering the name of the new neighbor? Unfortunately, these things seem to get worse as one gets older. A big question for researchers is where does benign forgetfulness end and true disease begin?

One of the keys to having a healthy brain at any age is having a healthy blood-brain barrier, a complex interface of blood vessels that run through the brain. Researchers reviewed more than 150 articles to look at what happens to the blood-brain barrier as we age. Their findings were published March 15 in Nature Aging.

Whether the changes to the blood-brain barrier alters brain function, however, is still up for debate.

“It turns out very little is known how the blood-brain barrier ages,” said lead author William Banks, a gerontology researcher at the University of Washington School of Medicine, and a researcher with the Geriatrics Research Education and Clinical Center at the Veterans Affairs Puget Sound Health Care System. “It’s often hard to tell normal aging from early disease.”

The blood-brain barrier, discovered in the late 1800s, prevents the unregulated leakage of substances from blood into the brain. The brain is an especially sensitive organ and cannot tolerate direct exposure to many of the substances in the blood. Increasingly, scientists have realized that the blood-brain barrier also allows many substances into the brain in a regulated way to serve the nutritional needs of the brain. It also transports informational molecules from the blood to the brain and pumps toxins out of the brain. A malfunctioning blood-brain barrier can contribute to diseases such as multiple sclerosis, diabetes, and even Alzheimer’s disease.

Before scientists can understand how such malfunctioning can contribute to the diseases of aging, they need to understand how a healthy blood-brain barrier normally ages.

Research shows that healthy aging individuals have a very small leak in their blood-brain barrier. This leakage is associated with some measures of the benign forgetfulness of aging, considered by most scientists to be normal. But could this leak and the difficulties in recall be the early stages of Alzheimer’s disease?

When a person carries the ApoE4 allele, the strongest genetic risk of Alzheimer’s risk, researchers said there is an acceleration of most of the blood-brain barrier age-related changes.

People with ApoE4 have a hard time getting rid of amyloid beta peptide in their brains, which causes an accumulation of plaque. With healthy aging, the pumps in the blood-brain barrier work less efficiently in getting rid of the amyloid beta peptide. The pumps work even less well in people with Alzheimer’s disease.

Another key finding in the review is that as we age, two cells begin to change in the blood-brain barrier: pericytes and astrocytes.

Recent work suggests that the leak in the blood-brain barrier that occurs with Alzheimer’s may be due to an age-related loss of pericytes. Astrocytes, by contrast, seem to be overactive. Recent work suggests that preserving pericyte function by giving the factors that they secrete or even transplanting them could lead to a healthier blood-brain barrier.

Some research suggests that pericyte health can be preserved by some of the same interventions that extend lifespan, such as regular exercise, caloric restriction, and rapamycin.

Other findings raise the question of whether the brain’s source of nutrition and its grip on control of the immune and endocrine systems could deteriorate with aging. Another finding raises the possibility that the rate at which many drugs are taken up by the brain may explain why older folks sometimes have different sensitivities to drugs than their children or grandchildren.

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Organic crystals’ ice-forming superpowers

At the heart of clouds are ice crystals. And at the heart of ice crystals, often, are aerosol particles — dust in the atmosphere onto which ice can form more easily than in the open air.

It’s a bit mysterious how this happens, though, because ice crystals are orderly structures of molecules, while aerosols are often disorganized chunks. New research by Valeria Molinero, distinguished professor of chemistry, and Atanu K. Metya, now at the Indian Institute of Technology Patna, shows how crystals of organic molecules, a common component of aerosols, can get the job done.

The story is more than that, though — it’s a throwback to Cold War-era cloud seeding research and an investigation into a peculiar memory effect that sees ice form more readily on these crystals the second time around.

The research, funded by the Air Force Office of Scientific Research, is published in the Journal of the American Chemical Society.

Throwback to cloud seeding

Molinero’s research is focused on how ice forms, particularly the process of nucleation, which is the beginning of ice crystal formation. Under the right conditions, water molecules can nucleate ice on their own. But often some other material, called a nucleant, can help the process along.

After several studies on the ways that proteins can help form ice, Molinero and Metya turned their attention to organic ice nucleants (as used here, “organic” means organic compounds containing carbon) because they are similar to the ice-producing proteins and are found in airborne aerosols.

But a review of the scientific literature found that the papers discussing ice nucleation by organic compounds came from the 1950s and 1960s, with very little follow-up work after that until very recently.

“That made me really curious,” Molinero says, “because there is a lot of interest now on organic aerosols and whether and how they promote the formation of ice in clouds, but all this new literature seemed dissociated from these early fundamental studies of organic ice nucleants.”

Additional research revealed that the early work on organic ice nucleants was related to the study of cloud seeding, a post-war line of research into how particles (primarily silver iodide) could be introduced into the atmosphere to encourage cloud formation and precipitation. Scientists explored the properties of organic compounds as ice nucleants to see if they might be cost-effective alternatives to silver iodide.

But cloud seeding research collapsed in the 1970s after political pressures and fears of weather modification led to a ban on the practice in warfare. Funding and interest in organic ice nucleants dried up until recently, when climate research spurred a renewed interest in the chemistry of ice formation in the atmosphere.

“There has been a growing interest in ice nucleation by organic aerosols in the last few years, but no connection to these old studies on organic crystals,” Molinero says. “So, I thought it was time to “rescue” them into the modern literature.”

Going all classic

Phloroglucinol is one of the organic nucleants studied in the mid-20th century. It showed promise for controlling fog, but less for cloud seeding. Molinero and Metya revisited phloroglucinol as it proved potent at ice nucleation in the lab.

One question to answer is whether phloroglucinol nucleates ice through classical or non-classical processes. When ice nucleates on its own, without any surfaces or other molecules, the only hurdle to overcome is forming a stable crystallite of ice (only about 500 molecules in size under some conditions) that other molecules can build on to grow an ice crystal. That’s classical nucleation.

Non-classical nucleation, involving a nucleant surface, occurs when a layer of water molecules assembles on the surface on which other water molecules can organize into a crystal lattice. The hurdle to overcome in non-classical nucleation is the formation of the monolayer.

Which applies to phloroglucinol? In the 1960s, researcher L.F. Evans concluded that it was non-classical. “I am still amazed he was able to deduce the existence of a monolayer and infer the mechanism was non-classical from experiments of freezing as a function of temperature alone!” Molinero says. But Molinero and Metya, using molecular simulations of how ice forms, found that it’s more complicated.

“We find that the step that really decides whether water transforms to ice or not is not the formation of the monolayer but the growth of an ice crystallite on top,” Molinero says. “That makes ice formation by organics classical although no less fascinating.”

Holding on to memories of ice

The researchers also used their simulation methods to investigate an interesting memory effect previously observed with organic and other nucleants. When ice is formed, melted and formed again using these nucleants, the second round of crystallization is more effective than the first. It’s assumed that the ice melts completely between crystallizations, and researchers have posed several potential explanations.

Molinero and Metya found that the memory effect isn’t due to the ice changing the nucleant surface, nor to the monolayer of water persisting on the nucleant surface after melting. Instead, their simulations supported an explanation where crevices in the nucleant can hold on to small amounts of ice that melt at higher temperatures than the rest of the ice in the experiment. If these crevices are adjacent to one of the nucleant crystal surfaces that’s good at forming ice, then it’s off to the races when the second round of freezing begins.

Something in the air

Other mysteries still remain — the mid-century studies of organic crystals found that at high pressures, around 1500 times atmospheric pressure, that the crystals are as efficient at organizing water molecules into ice as an ice crystal itself. Why? That’s the focus of Molinero’s next experiments.

More immediately, though, phloroglucinol is a naturally-occurring compound in the atmosphere, so anything that researchers can learn about it and other organic nucleants can help explain the ability of aerosols to nucleate ice and regulate the formation of clouds and precipitation.

“It would be important to investigate whether small crystallites of these crystalline ice nucleants are responsible for the baffling ice nucleation ability of otherwise amorphous organic aerosols,” Molinero says.

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